How prepared are you for Regulatory Exams?
Interest Rate and Liquidity tasks are certain to be heavily scrutinized in upcoming regulatory exams. Now more than ever, preparing for the sensitivity aspects of your exam is vital.
In our first-ever FREE liquidity session, Chartered Financial Analyst and Asset/ Liability expert John Anton will guide us through an interactive consultative session.
Join us on Wednesday, October 11th at 9:30 AM PT as we break down exactly what you need to know and do to confidently enter your exam and deliver your responses.
Who should attend?
This session will be a deep-dive for Financial Institutions leadership and team members involved in Regulatory Exams. If you've ever lost a night of sleep over the Exams, or felt anxious about the implication's of this year's events, this session will be for you.
Join Us Oct. 11th @ 9:30am PT
🕑 60 min
What you'll learn
Being prepared is the key to survival in this challenging landscape. By better understanding your risk profile and being able to confidently respond to your examiner, you'll be better equipped to weather any regulatory storm that comes your way.
- FDIC/NCUA messaging around IRR and Liquidity concerns
- Policies and Responsibilities review
- ALCO and Board meeting process and documentation
- Key Modeling Assumptions establishment, review, and stress testing
- Liquidity modeling and testing
- Discuss some of the latest news and trends with liquidity (and how this impacts you)
“There’s just been a very noticeable and heightened regulatory focus on anything liquidity, deposits or funding related. I can’t think of ever experiencing such an acute focus on deposits, liquidity and funding risk. That’s manifesting itself in a lot of rule-making and a lot of on-site examination questions.”
James Stevens, Co-Leader,
Financial Services Industry Group,
Troutman Pepper
Meet the speaker
John Anton, CFA
SVP, OmniLytics Division Head
John has worked in the Asset/Liability Management field for the last 30 years, beginning as a securities analyst and working up through a variety of roles. He has overseen the development of several generations of ALM models as well as a variety of related models including Liquidity.
Following his undergraduate education in Finance and Economics at Trinity University in San Antonio, he completed the 3 years of coursework and testing required to be granted the designation of Chartered Financial Analyst from the CFA Institute.
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